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Some of you folks were asking for additional information regarding CPS in all 50 states waiving their immunity as a condition to accepting federal funding for Title IV-E and IV-B.  Here is a portion of my brief to the 2nd Circuit.  There is a lot more information out there but the brief was resticted to 7,000 words under the F.R.A.P. (Federal Rules of Appellete Procedure) and I needed to cover other areas.  Thomas M. Dutkiewicz, President
 
 
 
ABROGATION UNDER THE FEDERAL SPENDING POWER.

 
 
 

College Savings Bank v. Florida Postsecondary Education Expense Board, 527 U.S. 666 (1999), reaffirmed that Congress, in exercise of its spending powers, may condition its grant of funds to the States upon their taking certain actions that Congress could not require them to take, and that acceptance of the funds may entail an agreement to the actions.  Consent to suit in the federal court is one such condition that Congress may impose. 

Congress has expressly abrogated state immunity for claims arising under four important federal laws enacted under the Spending Clause. 42 U.S.C. § 2000d-7 abrogates state immunity for suits under Title VI of the Civil Rights Act of 1962 (discrimination based on race, religion and ethnicity), the Age Discrimination Act, Title IX of the Education Amendments of 1972 (gender discrimination in education), and Section 504 of the Rehabilitation Act of 1974 (discrimination based on disability).  Other federal statutes contain abrogation provisions, so each statute should be examined to determine whether they contain language which can be construed to impose a consent to suit against the state as a condition of accepting federal money.             The language may not need to be expressly in terms of waiver or abrogation of immunity. See Illinois Bell Telephone Co. v. WorldCom Technologies, Inc., 179 F. 3d 566 (7th Cir. 1999), cert. grantedsub nom Mathias v. WorldCom Technologies, Inc, 2001 WL 208723 (March 5, 2001).

Laws enacted under the Spending Clause which expressly waive state immunity have a wide applicability to state governments.  Although the four laws covered by abrogation in § 2000d-7 apply only to programs that are recipients of federal funds, almost all state agencies receiving federal funds should be covered by these laws.  At least five Circuit Courts of Appeal have held that Section 504 of the Rehabilitation Act constitutionally abrogates state 11th Amendment immunity. See Stanley v. Litscher, 213 F. 3d 340 (7th Cir. 2000), and cases cited therein.  Other cases upholding waivers under the Spending Clause include: 

  • Litman v. George Mason University, 186 F. 3d 544 (4th Cir. 1999), cert. den. 120 S.Ct. 1220 (2000), upholding waiver of immunity in Title IX of the Education Amendments of 1972, banning discrimination based on gender in education. 
     
  • Sandoval v. Hagan, 197 F. 3d 484 (11th Cir. 1999), reh. den. 211 F. 3d 133 (11th Cir. 2000), reversed on other grounds sub nom Alexander v. Sandoval, 121 S. Ct. 1511 (2001), upholding waiver of immunity for Title VI of the Civil Rights Act, banning discrimination based on race.
     
  • Bradley v. Arkansas Department of Education, 189 F. 3d 745 (8th Cir. 1999),rev'd on other grounds sub nom Jim C. v. United States, 235 F. 3d 1079 (8th Cir. 2000), cert. petition pending, holding that the waiver of immunity provision in the Individual with Disabilities Education Act is valid under the spending powers of Congress.

 If sovereign immunity is waived under statutes enacted as part of the Spending Power, a private plaintiff could sue the state as a defendant and could recover damages to the extent they are allowed by the underlying statute, as well as obtain injunctive and other relief.

 

PROSPECTIVE RELIEF UNDER EX PARTE YOUNG

 

Even absent a valid Congressional abrogation of state immunity, since Ex parte Young, 209 U.S. 123 (1908), prospective relief in federal courts has been available to enforce federal rights by suing a state official, usually the official in charge of the agency responsible for the violation.  Even if a federal statute was not authorized by the 14th Amendment, its substantive provisions may be valid under other Congressional authority, such as the Commerce Clause, Maryland v. Wirtz, 392 U.S. 183 (1968), and enforceable prospectively against the States under Young.

The Supreme Court reaffirmed Ex parte Young in Seminole, supra and in its subsequent state immunity decisions.  Indeed, the availability of the Young remedy is the majority's answer to the argument that states will be free to disregard federal law.  In Seminole, the majority states that '[t]his argument wholly disregards other methods of ensuring the States' compliance with federal law; . . . an individual can bring suit against a state officer in order to ensure that the officer's conduct is in compliance with federal law, see, e.g., Ex parte Young . . ." 517 U.S. at 71, n. 14.

In the case barring recovery of damages against states under Title I of the ADA, the Court expressly approves use of Young in enforcing Title I for injunctive relief against states engaging in employment discrimination.  Our holding here that Congress did not validly abrogate the State's sovereign immunity from suit by private individuals for money damages under Title I does not mean that persons with disabilities have no federal recourse against discrimination.  Title I of the ADA still prescribes standards applicable to the States.  Those standards can be enforced by the United States in actions for money damages, as well as by private individuals in actions for injunctive relief under Ex parte Young . . ." Board of Trustees of the University of Alabama v. Garrett. 121 S,.Ct. 955, 968, n. 9 (2001).

Cases under the Young procedure may be brought in two basic formats.  First, suits for prospective relief may be brought directly under a federal statute which creates a private cause of action, The Cone Corporation v. Florida Dept. Transportation, 921 F. 2d 1190, 1201 (11th Cir.), cert. den. 500 U.S. 942(1991).  Second, suits for prospective relief are brought under 42 U.S.C. § 1983, which creates a federal cause of action for violation of "rights" secured by the federal laws and Constitution. Rosado v. Wyman, 397 U.S. 397 (1970); see R. Capistrano, Enforcing Federal Rights: The Law of Section 1983, 33 Clearinghouse Rev. 217 (1999).

PRESUMPTION THAT A FIT PARENT ACTS IN THEIR

CHILDREN’S BEST INTERESTS

There is a presumption that a fit parent acts in his or her children's best interests.  As the United States Supreme Court has stated: "There is a presumption that fit parents act in their children's best interests, Parham v. J. R., 442 U. S. 584, 602; there is normally no reason or compelling interest for the State to inject itself into the private realm of the family to further question fit parents' ability to make the best decisions regarding their children. Reno v. Flores, 507 U. S. 292, 304.  The state may not interfere in child rearing decisions when a fit parent is available. Troxel v. Granville, 530 U.S. 57 (2000).

Consequently, the State of Connecticut or any state can not use the “best interest of the child” standard to substitute its judgment for a fit parent and parroting that term is “legally insufficient” to use the court to force parents to follow some arbitrary standard or case plan.  The State cannot usurp a fit parent’s decision making related to parental spending for their children, i.e. child support without either a demonstration the parent is unfit or there is proven harm to the child.  In other words, the state and Child Protective Services can not impose a standard of living dealing with the rearing of children.  When they violate this fundamental right, they would be intruding on the family’s life and liberty interest.  The 1st Amendment bars such action because the rearing of children and the best interest of children is often based on ones religious beliefs, i.e. the separation of church and state.  By the state imposing any standard of living or the rearing of children, they are putting forth a religious standard by their actions i.e. how you act, what to feed the child, how to dress the child, whether or not to home school and so on.  The courts and the state lack jurisdiction on what goes on in the house even though they disagree with the choices made by parents, the Plaintiffs term this “parental immunity.”  It’s none of the state’s business on how you are to raise your children.  In other words, they can not falsely accuse parents of abuse or neglect just because they disagree with the method of child rearing or the standard in which they live.

State Law provisions mandate that the State invade the family, through the judiciary, to examine, evaluate, determine and conclude the terms and nature of the interpersonal relationship, spousal roles, spousal conduct, parental decision making, parenting conduct, parental spending, economic standard of living, occupations, education, savings, assets, charitable contributions and most importantly the intimate emotional, psychological and physical details of the parties and family during their marriage granting the judiciary a broad range of discretion to apply a property stripping statute with a standard of equity.  This would be an abuse of the judicial power and the judicial system to intrude into U.S. citizen’s lives and violate their privacy rights.  It is not the state’s right or jurisdiction to examine the day to day decisions and choices of citizens and then sit there in judgment and then force parents to follow conflicting standards with threat of harm for noncompliance i.e. abduction of children.

The United States Constitution’s Fourteenth Amendment contains a recognized Right to Privacy.  This fundamental Right to Privacy encompasses the Privacy Protected Zone of Parenting.  The Plaintiff asserts that DCF policy and Connecticut General Statutes impermissibly infringe the Federal Right to Privacy to the extent they mandate the parent to support his or her children beyond a standard to prevent harm to them.  They substitute the State s judgment for the parent’s judgment as to the best interest of his or her children.  The challenged statutes do not mandate a review to determine if demonstrable harm exists to the children in determining the amount of support that the parent must provide.

The State is not permitted and lacks jurisdiction to determine care and maintenance, i.e. spending, i.e. child discipline, decisions of a fit parent based on his or her income in an intact marriage other than to prevent harm to a child.  There is no basis for the State to have a statute that mandates a fit divorced parent should support their child to a different standard, i.e. the standard of the best interests of a child.  Furthermore, the State must not so mandate absent a demonstration that the choice of support provided by the parent has resulted in harm to his or her children.

The U.S. Supreme Court has mandated that the standard for the State to intrude in parenting decisions relating to grandparent visitation is no longer best interests of the child. Troxel v. Granville, 530 U.S. 57; 120 S.Ct. 2054 (2000).  This court should recognize the changed standard of State intrusion in parenting should also apply to the context of parents care, control, and maintenance, i.e. spending, i.e. child discipline decisions, on behalf of his or her children.

 
 
Thomas M. Dutkiewicz, President
Special Family Advocate
Connecticut DCF Watch
P.O. Box 3005
Bristol, CT 06011-3005
Admin@connecticutdcfwatch.com
http://www.connecticutdcfwatch.com/
 
P.S. Check out our web site for the FREE handbook on parental and children's rights.  It cites over 100 cases dealing with unlawful removals and 4th and 14th Amendment violations.  There is also a manual on Title IV-E dealing with "reasonable efforts".
 

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